Amendment and Forms Packages

Our amendment and forms packages enhance your plan documents with the latest regulatory language. The packages are in Microsoft Word format for use with any plan documents (i.e. it is not limited to SunGard documents).

Read our Technical Updates for more information about the latest regulatory changes.

Questions? Call Client Account Services at (800) 326-7235, option 6.

10/31/2009Pension Protection Act of 2006 (PPA) Defined Benefit Termination Amendment PackageAn amendment package, with PPA regulations, for terminating defined benefit plans.
10/31/2009PPA Amendment for Defined Benefit PlansThis package is a good-faith Pension Protection Act of 2006 (PPA) amendment for defined bebefit plans.
5/7/2009Pension Protection Act of 2006 (PPA) Termination Amendment PackageAn amendment package, inclusive of PPA regulations, for terminating defined contribution plans.
2/13/2009PPA Amendment for Defined Contribution PlansThis package is a good-faith Pension Protection Act of 2006 (PPA) amendment for defined contribution plans.
4/9/2008415 Amendment Package for Defined Benefit PlansA final 415 Regulation Amendment Package for Defined Benefit Plans.
11/15/2007415 Amendment Package for Corbel Defined Contribution PrototypeA good-faith final 415 Regulation Amendment Package for Defined Contribution plans.
12/6/2006Pension Protection Act of 2006 (PPA) Forms PackageA package of forms related to the PPA regulations, including Rollover Notice (402(f)), Distribution Notice, Automatic Enrollment Notice, and several others.
3/8/2006Final 401(k) and (m) Amendment PackageAn amendment package that includes the language to bring your 401(k) plans (or plans that permit after-tax employee contributions or matching contributions that are subject to 401(m) testing) into compliance with the final 401(k) and (m) regulations issued in December 2004.
12/14/2005RASD (Retroactive Annuity
Starting Dates)		Interim amendment for Defined Benefit plans – includes a good-faith amendment, a sample corporate resolution, and a sample summary of material modification (SMM).
11/4/2005Roth 401(k) and 403(b)Amendment to update 401(k) and 403(b) plans with Roth contributions – includes a good-faith amendment, a corporate resolution, a SMM, a salary reduction agreement, and an 401(k) safe harbor plan notices
6/15/2005Cafeteria PlanAmendment to update cafeteria plans with a “grace period” – includes a plan amendment, a corporate resolution, and a SMM.