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Here’s an old problem. It’s the end of the year and you need two hours of ethics credits. Let’s be honest; we are talking about ethics, after all.
So why not do it with a dash of fun? Our 100 minute seminar (equal to 2, 50-minute credit hours) will review some practical situations to discuss how the ethics rules apply, with the humor and concrete examples. We will help you to navigate the occasionally complex and confusing situations that present ethical dilemmas to help you understand the best strategies for developing an ethical resolution.
Topics will include:
There are no prerequisites or other advanced preparation for this program. The speaker will assume that attendees understand the basics of operating 401(k) plans, and a minimum of one year of experience.
Level: Intermediate. The speaker will assume attendees have a basic familiarity with the elective deferral procedures and EPCRS.Instructional Delivery Method: Group – Internet-Based
NASBA Field of Study: Taxes
Speaker: David Schultz, J.D.
Objectives: After attending this Web seminar, an attendee should be able to:
How to participate
"You will need a phone (speakerphone, for multiple participants sharing the Primary registrant’s authorized connection) and Internet Access. The graphics presentation and illustrations will be viewed via the Primary registrant’s Web connection, while the speaker audio portion will be via the Primary registrant’s telephone. Important Note: The user registrant must be logged in via the internet for CE purposes. Select the "Fees" link on the right side menu of this page for more information about who is authorized to connect to the program, and for the cancellation/transfer policy.
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