NOTICE OF CHANGE FOR SEMINAR REGISTRATIONS:
To register for Relius Education seminars and conferences, please login or register for a new login account before proceeding. For more information, please see the Benefits of a Relius User Login Account. For assistance, please contact Client Services at 800-326-7235, and select Option 6.

Beyond Fee Disclosures [2015]
Date: 4/2/2015 Start Time: 12:00 PM (ET) Duration: 100 Min.

Description

It has been nearly three years since the Plan Sponsor and Participant fee disclosure regulations went into effect. While plan sponsors and service providers have made efforts to comply with the disclosure requirements, the regulations have significant implications within ERISA’s legal framework that extend beyond the mere provision of disclosure notices. Using the disclosures to determine the reasonableness of such fees is an integral part of the purpose of these regulations and failure to adequately do so could result in fiduciary liability and/or prohibited transactions.

This Web seminar is for plan sponsors and practitioners who would like to better understand their obligations under ERISA Section 408(b)(2) to obtain adequate disclosures from service providers and to ensure that their service arrangements are reasonable. The seminar builds on your basic understanding of the fee disclosure requirements to identify best practices that maximize compliance with the requirements of ERISA.

Topics include:

  • Overview of fiduciary duties
  • Review of:
    • 404(a)(5) – participant fee disclosures
    • 408(b)(2) – service provider fee disclosures
  • Penalties for failures to obtain or provide disclosures
  • Plan sponsor obligations to review disclosures
  • Methods for determining fee reasonableness
  • Potential fiduciary liability and prohibited transactions
  • Documenting the process
Prerequisites:

There are no prerequisites or advance preparation for this presentation.

Level: Intermediate.

Instructional Delivery Method
Group – Internet-Based

Speaker: David Schultz, J.D.

Objectives: After attending this Web seminar, an attendee should be able to:

  1. Understand the fee disclosure requirements of plan sponsors and service providers
  2. Advise clients regarding their obligations to review and assess the reasonableness of service agreements
  3. Determine the risks to service providers and fiduciaries of failing to provide, obtain, and review disclosures
  4. Develop an appropriate process to review disclosures and document conclusions

How to participate

You will need a phone (speakerphone, for multiple participants sharing the Primary registrant’s authorized connection) and Internet Access. The graphics presentation and illustrations will be viewed via the Primary registrant’s Web connection, while the speaker audio portion will be via the Primary registrant’s telephone. Select the ""Fees"" link on the right side menu of this page for more information about who is authorized to connect to the program, and for the cancellation/transfer policy.

All ownership and intellectual property rights in and relating to this website and all of its contents or any copies thereof, including but not limited to copyrights, logos, trademarks, service marks, design, text, videos, sound recordings, images, links, graphics, code, concepts and themes are owned by SunGard and/or its subsidiaries (collectively "SunGard") or used under authorized license by the SunGard. Any recording, reproduction, transmission, distribution, publication, performance, broadcast, hyperlink, creation of derivative works or other use in whole or in part in any manner without the prior written consent of the SunGard is expressly prohibited. Without the prior written consent of the SunGard, you shall not insert a hyperlink to this website or any part thereof on any other website or "mirror" or frame this website, any part thereof, or any information or materials contained in this website on any other server, website or webpage.

 


Event Details
Description
Course Materials
Continuing Education
Fees
Call Me

Hidden Event
Registration Is Unavailable

Already Registered?
Web Seminar Login